Alyssa Michele Hall

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-18

MN RA
APPROVED

Since 2013-11-18

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Jordan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Edina	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Edina, MN

Other Businesses

THE COUNTRY REGISTER NEWSPAPER - NON INVESTMENT RELATED - ST. CLAIR MN I HAVE BEEN A PART TIME SALES REP SINCE 11/2002. I WORK ABOUT 5-10 HOURS A WEEK (EVENINGS & WEEKENDS) NOT DURING SECURITIES TRADING HOURS, LOCATING NEW BUSINESSES TO ADVERTISE WITH THE NEWSPAPER. I ALSO ASSIST IN AD LAYOUT, DESIGN, ETC. TASTEFULLY SIMPLE 833 HICKORY PLACE JORDAN, MN 55352 I'M AN INDEPENDENT CONSULTANT THAT SELLS FOOD PRODUCTS. I DEVOTE 15 HOURS PER MONTH DURING NON-TRADING HOURS. I START 03/17/05, AND IT IS ONGOING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-22
S63	Uniform Securities Agent State Law Examination	1999-03-22

S65 Uniform Investment Adviser Law Examination

1999-12-22
S63 Uniform Securities Agent State Law Examination

1999-03-22

Other Names

Alyssa Michele Shann

View on SEC IAPD