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Ashli Brooke Welch

Rbc Capital Markets, LLC

Leawood, KS

Stillwell, KS

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-05-08
MO RA APPROVED 2009-05-08
TX RA APPROVED 2009-05-08
  • KS RA
    APPROVED
    Since 2009-05-08
  • MO RA
    APPROVED
    Since 2009-05-08
  • TX RA
    APPROVED
    Since 2009-05-08

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Stillwell, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Leawood KS 05/2009 Present
City Nation Bank Leawood KS 04/2020 Present
  • 05/2009 → Present
    Rbc Capital Markets
    Leawood, KS
  • 04/2020 → Present
    City Nation Bank
    Leawood, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-21
S63 Uniform Securities Agent State Law Examination 1998-06-22
  • S65 Uniform Investment Adviser Law Examination
    1998-07-21
  • S63 Uniform Securities Agent State Law Examination
    1998-06-22
Other Names
  • Ashli Brooke Johnston

View on SEC IAPD

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MICHAEL FRANK BACA
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Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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