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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-09 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | San Antonio | TX | 05/2007 | 03/2024 |
| Frost Brokerage Services, Inc. | San Antonio | TX | 08/2024 | Present |
| College Of Biomedical Equipment Technology | San Antonio | TX | 02/2024 | Present |
(1) The College of Biomedical Equipment Technology; Not investment related; 105 Windy Meadows, Bldg 2, Suite 201, Schertz, TX 78154; Biomedical equipment; Adjunct Instructor; Started 2/2024; Approx. 10hrs/mo; Not during securities trading hrs; As an Adjunct instructor I teach an online Ethics in Healthcare Course, consisting of hosting a 1 hour webinar weekly and grading submissions of students.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-16 |
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