Hans Herr

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-12
IN	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2018-01-12
IN RA
APPROVED

Since 2012-10-01

Branch Locations

1600 West 45Th, Munster, IN 46321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Munster	IN	10/2012	Present
Jpmorgan Chase Bank, N.A.	Munster	IN	02/2012	Present

10/2012 → Present

J.P. Morgan Securities Llc

Munster, IN
02/2012 → Present

Jpmorgan Chase Bank, N.A.

Munster, IN

Previous Registrations

2012-03-09 → 2012-10-01

Chase Investment Services Corp.

Munster, IN
2008-09-16 → 2011-12-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrillville, IN
2007-09-28 → 2008-03-17

Strategiq Financial Group, Llc

Merrillville, IN
2002-03-13 → 2007-10-12

United Planners' Financial Services Of America A Limited Partner

Merrillville, IN

Merrillville, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-06
S63	Uniform Securities Agent State Law Examination	1993-08-12

S65 Uniform Investment Adviser Law Examination

2000-12-06
S63 Uniform Securities Agent State Law Examination

1993-08-12

Other Names

Hans Christian Herr
Hans Herr
Hans C Herr
Hans C Herr

View on SEC IAPD

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Other Investors

Alexander Jay Milton

Michele Lynn Hall

Emily Ann Agresta

Paul Anthony Marconi

Michael Raymond Scanlan

Glenn Frederick Israel

Jeffrey Daniel Torok

Other Offices

BELPOINTE ASSET MANAGEMENT LLC · Munster, IN

OSAIC WEALTH, INC. · MUNSTER, IN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Munster, IN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Munster, IN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Munster, IN

EAGLE STRATEGIES LLC · MUNSTER, IN

OSAIC WEALTH, INC. · MUNSTER, IN

PFS INVESTMENTS INC. · MUNSTER, IN

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