Best Investors Account Sign in

Keith Gandy

Wells Fargo Clearing Services, LLC

Tampa, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-01
TX RA APPROVED 2021-01-29
  • FL RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED
    Since 2021-01-29

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Short Hills NJ 06/2013 09/2019
Wells Fargo Clearing Services, Llc Tampa FL 08/2020 Present
Unemployed Tampa FL 09/2019 08/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-21
S63 Uniform Securities Agent State Law Examination 1993-09-15
  • S66 Uniform Combined State Law Examination
    2009-01-21
  • S63 Uniform Securities Agent State Law Examination
    1993-09-15
Other Names
  • Keith A Gandy

View on SEC IAPD

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor