Ronald O'NEil Riggan

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 04/2018
  Waddell & Reed Inc
  Sacramento, CA
• 11/1993 → Present
  United Airlines
  San Francisco, CA
• 09/2005 → 04/2018
  Various Insurance Carriers For W&R Insurance Agencies
  Napa, CA
• 04/2018 → 06/2024
  Securities America, Inc.
  Santa Rosa, CA
• 04/2018 → 06/2024
  Securities America Advisors
  Santa Rosa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Santa Rosa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Santa Rosa, CA

Previous Registrations

• 2018-04-30 → 2024-06-14
  Securities America Advisors, Inc.
  Santa Rosa, CA
• 2005-10-24 → 2018-05-04
  Waddell & Reed
  Sacramento, CA
  Sacramento, CA
  Reno, NV

Other Businesses

United Airlines Position: Pilot - Nature: Airline pilot with United Airlines - Investment Related: No - Hours: 80 - Securities Trading Hours: 50 - Start Date: 01/11/1993 Address: SFO UAL SFOFO, San Francisco, CA 94128 RON RIGGAN INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance/annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/25/2005 ADDRESS: 1465 Great Heron Dr, SANTA ROSA CA 95409 DESCRIPTION: I sell various life insurance products or annuities to clients if I find they have an unmet need through the financial planning process RON RIGGAN FINANCIAL ADVISOR POSITION: Financial Advisor NATURE: Financial Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/25/2005 ADDRESS: 1465 Great Heron Dr, SANTA ROSA CA 95409 DESCRIPTION: I offer financial advice to clients as a basis for investment and insurance recommendations. Topics include retirement, education, & asset allocation

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-10-21
• S65 Uniform Investment Adviser Law Examination
  2005-10-20

Other Names

• Ronald Riggan