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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-11
TX RA APPROVED_RES 2022-07-07
CA RA APPROVED 2009-06-26
NC RA APPROVED 2008-10-23
NJ RA APPROVED 2008-10-14
PA RA APPROVED 2006-03-31
  • FL RA
    APPROVED
    Since 2025-04-11
  • TX RA
    APPROVED_RES
    Since 2022-07-07
  • CA RA
    APPROVED
    Since 2009-06-26
  • NC RA
    APPROVED
    Since 2008-10-23
  • NJ RA
    APPROVED
    Since 2008-10-14
  • PA RA
    APPROVED
    Since 2006-03-31

Branch Locations

121 East Main Street, Ligonier, PA 15658-1228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Ligonier PA 08/1999 Present
Janney Montgomery Scott Llc Ligonier PA 06/2025 08/2025
Other Businesses

1) GAS LEASE/ ROYALTY, BAKERSVILLE, PA,OWNER, 0 HRS. PER MONTH, COMPENSATED. RENTAL PROPERTY/OWNER & LANDLORD, BAKERSVILLE, PA, OWNER, 0 HRS. PER MONTH,COMPENSATED. 2) John and Carolyn Fiore Farm Property; farm property used primarily for recreation but we may receive rental income from farmers who farm the cropland, tenants renting the house and/or bard, or government agencies renting property conservation reserve programs. Timber sales may also occur; 1166 West Bakersville Edie Road, Somerset, PA 15501; date became associated 10/02/2018; Owner who will coordinate and approve all activities on the property; compensated by rental income, timber sale; 1hr/month; Not Investment-related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-28
S63 Uniform Securities Agent State Law Examination 1993-08-25
  • S65 Uniform Investment Adviser Law Examination
    1994-10-28
  • S63 Uniform Securities Agent State Law Examination
    1993-08-25
Designations
Other Names
  • John Fiore

View on SEC IAPD

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