Erik L Moran

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Towson, MD
• 06/2011 → Present
  Bank Of America,N.A.
  Towson, MD

Other Businesses

I*53520 For profit or not for profit: Non-Profit Organization Name of outside business organization: St. James Church Investment related: Y Address of business: Monkton, Maryland 21111 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/2/2012 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: help church choose advsors for endowment and monitor performance

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-22
• S63 Uniform Securities Agent State Law Examination
  1993-09-16

Other Names

• Erik J Moran
• Erik John Moran