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Gordon Pealock

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Kennett Square, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-13
  • PA RA
    APPROVED
    Since 2025-11-13

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

400 Scarlet Rd, Kennett Square, PA 19348 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 01/2013 12/2017
Kistler-Tiffany Advisors Berwyn PA 01/2013 12/2017
Santander Bank, Na Boston MA 12/2017 12/2022
Santander Securities, Llc Dorchester MA 12/2017 12/2022
Key Investment Services Llc Brooklyn OH 12/2022 11/2025
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2025 Present
Previous Registrations
  • 2023-01-04 → 2025-11-14
    Key Investment Services Llc
    Frazer, PA
    Brooklyn, OH
    Exton, PA
  • 2017-12-19 → 2023-01-03
    Santander Securities Llc
    Wyomissing, PA
    Wyomissing, PA
    Wyomissing, PA
    Harrisburg, PA
    Oley, PA
    Kutztown, PA
    Shillington, PA
    Reading, PA
    Laureldale, PA
    Boyertown, PA
    Douglassville, PA
    Reading, PA
    Pottstown, PA
    Villanova, PA
    Reading, PA
    Conshohocken, PA
    Conshohocken, PA
  • 2013-01-14 → 2017-12-13
    Kistler-Tiffany Advisors
    Berwyn, PA
  • 2011-02-07 → 2013-01-10
    Edward Jones
    St Louis, MO
    Phoenixville, PA
    Limerick, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-03
S63 Uniform Securities Agent State Law Examination 1993-09-21
  • S66 Uniform Combined State Law Examination
    2011-02-03
  • S63 Uniform Securities Agent State Law Examination
    1993-09-21
Other Names
  • Gordon Pealock
  • Gordon Watson Pealock
  • Gordon Watson Pealock

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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