Douglas Malcolm Popovich

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 08/2009 → Present
  Bank Of America,Na
  Century City, CA

Other Businesses

I*4443265, Entity Type: , Name of OBA: D P TTEE U/A DTD 06/17/2000 BY MR V P, Address: Redondo Beach, California, 90277, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 04/17/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2007-08-07
• S63 Uniform Securities Agent State Law Examination
  1993-09-03

Other Names

• Doug Popovich