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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-09 |
| CA | RA | APPROVED | 2023-12-05 |
Branch Locations
Ridgefield, WA • United States
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 11/2012 | 12/2023 |
| Innovation Partners Llc | Charlotte | NC | 12/2023 | Present |
| Ip Financial Advisory Services Llc | Charlotte | NC | 12/2023 | Present |
1) Powers Financial and Insurance Group. Start: 08.2018. Ridgefield, WA. Investment-Related; DBA for Insurance and Securities Business. 8hrs per week.___ Name of Business: Chamber of Commerce Investment-Related Nature: No Address of the Other Business: 510 Pioneer St., Ste. D, Ridgefield, WA 98642 Nature of the Other Business: Networking for the Ridgefield community Position, Title, or Relationship: Member Start Date of the Relationship: 03/2025 Approximate Number of Hours per Month Devoted: 1 hr./week Name of Business: Registered Social Security Analyst Investment-Related Nature: No Address of the Other Business: Ridgefield, WA 98642 Nature of the Other Business: Analyzing Social Security benefit claiming strategies Position, Title, or Relationship: Analyst Start Date of the Relationship: 05/2026 Approximate Number of Hours per Month Devoted: 16 hrs/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-08 |
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