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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-09
CA RA APPROVED 2023-12-05
  • CO RA
    APPROVED
    Since 2024-01-09
  • CA RA
    APPROVED
    Since 2023-12-05

Branch Locations

Ridgefield, WA • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 11/2012 12/2023
Innovation Partners Llc Charlotte NC 12/2023 Present
Ip Financial Advisory Services Llc Charlotte NC 12/2023 Present
  • 11/2012 → 12/2023
    Western International Securities, Inc.
    Pasadena, CA
  • 12/2023 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 12/2023 → Present
    Charlotte, NC
Previous Registrations
  • 2012-11-08 → 2023-12-01
    Western International Securities, Inc.
    Westlake Village, CA
    Henderson, NV
    Northridge, CA
    Ridgefield, WA
  • 2007-07-09 → 2011-03-29
    Thousand Oaks, CA
    Simi Valley, CA
    Ventura, CA
    Westlake Village, CA
    Los Angeles, CA
  • 2001-10-12 → 2007-07-09
    Wells Fargo Investments, Llc
    Simi Valley, CA
    Simi Valley, CA
    Ojai, CA
    Ventura, CA
    Ventura, CA
Other Businesses

1) Powers Financial and Insurance Group. Start: 08.2018. Ridgefield, WA. Investment-Related; DBA for Insurance and Securities Business. 8hrs per week.___ Name of Business: Chamber of Commerce Investment-Related Nature: No Address of the Other Business: 510 Pioneer St., Ste. D, Ridgefield, WA 98642 Nature of the Other Business: Networking for the Ridgefield community Position, Title, or Relationship: Member Start Date of the Relationship: 03/2025 Approximate Number of Hours per Month Devoted: 1 hr./week Name of Business: Registered Social Security Analyst Investment-Related Nature: No Address of the Other Business: Ridgefield, WA 98642 Nature of the Other Business: Analyzing Social Security benefit claiming strategies Position, Title, or Relationship: Analyst Start Date of the Relationship: 05/2026 Approximate Number of Hours per Month Devoted: 16 hrs/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-17
S63 Uniform Securities Agent State Law Examination 1993-10-08
  • S65 Uniform Investment Adviser Law Examination
    1999-11-17
  • S63 Uniform Securities Agent State Law Examination
    1993-10-08
Other Names
  • Shannon Powers
  • Shannon M. Powers-Solomon
  • Shannon Marie Catuogno
  • Shannon M. Powers
  • Shannon Marie Powers-Solomon

View on SEC IAPD

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