Sumeet Kaur Rai

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 11/2025
  Sanders Morris Harris Inc.
  Houston, TX
• 05/2016 → 12/2018
  Miller-Green Financial
  The Woodlands, TX
• 12/2025 → Present
  Stifel
  Houston, TX

Previous Registrations

• 2010-09-30 → 2025-12-03
  Sanders Morris Llc
  Houston, TX
  Houston, TX
  The Woodlands, TX
• 2016-06-08 → 2018-12-31
  Miller-Green Financial Services Llc
  Houston, TX
  Houston, TX
• 2009-03-27 → 2010-10-04
  Abshier Webb Donnelly & Baker, Inc.
  Houston, TX
  Houston, TX
• 2003-03-14 → 2009-03-17
  Stanford Group Company
  Houston, TX
  Houston, TX
• 2002-06-14 → 2003-03-19
  Morgan Keegan & Company, Llc
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2002-05-31
• S63 Uniform Securities Agent State Law Examination
  1993-07-30