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1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-01-07 |
Branch Locations
105 Pilgrim Village Dr Suite 500, Cumming, GA 30040 • United States
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bales & Eckel Financial Group | Cumming | GA | 01/2000 | 02/2024 |
| Center Street Securities | Nashville | TN | 11/2014 | 01/2024 |
| Center Street Advisors, Inc | Nashville | TN | 01/2015 | 01/2024 |
| Arete Wealth Advisors, Llc | Chicago | IL | 03/2023 | 02/2024 |
| Dempsey Lord Smith | Cumming | GA | 02/2024 | Present |
ECKEL FINANCIAL GROUP, INSURANCE AND FINANCIAL PRODUCTS, CUMMING GA, 100HOURS/MONTH; 70 DURING TRADING HOURS SALES, MANAGEMENT, PERSONNEL DEVELOPMENT. RURAL ELECTRIC PLANNING GROUP, INVESTMENT RELATED, DBA TO SOLICIT SECURITIES & INSURANCE BUSINESS TO EMC/UTILITIES PROVIDERS,PRESIDENT, NO COMPENSATION, 75HRS/MONTH, 60TRADING HRS/MONTH, SINCE 2012. E&E RETIREMENT MANAGEMENT, INVESTMENT RELATED, PRESIDENT, PASS THROUGH FOR TAX FILING/INCOME, SALARY & DIVIDEND DIST'S, 2NON-TRADING HRS/MONTH SINCE 2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-26 |
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