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Hampton Bays, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East End Group, Inc. | Hampton Bays | NY | 01/1999 | Present |
| East End Group Wealth Management | Hampton Bays | NY | 01/2012 | Present |
EAST END GROUP IS ENGAGED IN THE SALE OF INSURANCE. IT HAS SOME INVESTMENTS BUT DOES NOT SOLICIT INVESTMENTS. 160 HOURS A MONTH. PRESIDENT OF THE COMPANY. RESPONSIBLE FOR DAY TO DAY OPERATIONS 01/1990 TO PRESENT. 4 HOMEWOOD DRIVE HAMPTON BAYS NY 11946 JAN 2006 - PRESIDENT OF EAST END GROUP, INC. DEVELOP AND TRADE SECURITIES IN FUTURES MARKETS, LICENSED TO SELL INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-12 |
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