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One Financial Center, Boston, MA 02111-2621 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-12-16 |
Branch Locations
One Financial Center, Boston, MA 02111-2621 • United States
Suite 1200 18 West 140 Butterfield Road, Oakbrook Terrace, IL 60181 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virtus Investment Partners | Chicago | IL | 05/2014 | 07/2019 |
| Vp Distributors Llc | Chicago | IL | 06/2014 | 07/2019 |
| Resolute Investment Services Inc | Irving | TX | 07/2019 | 07/2022 |
| Unemployed | Chicago | IL | 07/2022 | 11/2022 |
| Loomis Sayles, Distributors, L.P. | Oakbrook Terrace | IL | 11/2022 | Present |
1) Highway 41 Self Storage, LLC; Investment Related; 300 Old Skokie Rd, Park City, IL 60085; LLC which owns a single asset (a self-storage facility); Member of the LLC; Start Date January 2021; 0 Hours per month with 0 Hours during trading time; Passive investment, no additional duties. 2) Our Children's Homestead; Investment Related; 280 Shuman Blvd Suite 270, Naperville, IL 60563; Adoption and Foster Care agency; Board Member; Start Date February 2020; 1 Hour per month with 0 Hours during trading time; Serve on the Board of the organization, including the Finance Committee of the Board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-02 |
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