Robert Tudda

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-29

NY RA
APPROVED

Since 2024-07-29

Branch Locations

4419 13Th Ave., Brooklyn, NY 11219 • United States

156-02 Cross Bay Blvd, Howard Beach, NY 11414 • United States

82-10 153Rd Ave, Howard Beach, NY 11414 • United States

8010 5Th Avenue, Brooklyn, NY 11209 • United States

104-08 Rockaway Beach Blvd, Rockaway Park, NY 11694 • United States

1280 Broadway, Hewlett, NY 11557 • United States

2925 Avenue U, Brooklyn, NY 11229 • United States

1268 Broadway, Brooklyn, NY 11221 • United States

132 Avenue U, Brooklyn, NY 11223 • United States

7709 13Th Avenue, Brooklyn, NY 11228 • United States

1911 Atlantic Ave, Brooklyn, NY 11233 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank	Kew Gardens	NY	07/2016	10/2017
J.P. Morgan Securities Llc	Kew Gardens	NY	07/2016	10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Garden City	NY	11/2017	04/2019
Bank Of America, N.A.	Garden City	NY	01/2018	04/2019
Massachusetts Mutual Life Insurance Company	Syosset	NY	11/2019	06/2020
Mml Investors Services, Llc	Syosset	NY	01/2020	06/2020
Unemployed	Lynbrook	NY	04/2019	11/2019
Woodbury Financial Services Inc	Jericho	NY	07/2020	01/2024
Osaic Wealth, Inc.	Jericho	NY	01/2024	07/2024
Lpl Financial	Brooklyn	NY	07/2024	Present
New York Community Bank-	Brooklyn	NY	07/2024	Present

07/2016 → 10/2017

Jpmorgan Chase Bank

Kew Gardens, NY
07/2016 → 10/2017

J.P. Morgan Securities Llc

Kew Gardens, NY
11/2017 → 04/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
01/2018 → 04/2019

Bank Of America, N.A.

Garden City, NY
11/2019 → 06/2020

Massachusetts Mutual Life Insurance Company

Syosset, NY
01/2020 → 06/2020

Mml Investors Services, Llc

Syosset, NY
04/2019 → 11/2019

Unemployed

Lynbrook, NY
07/2020 → 01/2024

Woodbury Financial Services Inc

Jericho, NY
01/2024 → 07/2024

Osaic Wealth, Inc.

Jericho, NY
07/2024 → Present

Lpl Financial

Brooklyn, NY
07/2024 → Present

New York Community Bank-

Brooklyn, NY

Previous Registrations

2024-01-19 → 2024-08-01

Osaic Wealth, Inc.

Jericho, NY
2020-07-14 → 2024-01-19

Woodbury Financial Services, Inc.

Jericho, NY
2017-12-15 → 2019-04-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
2016-08-01 → 2017-10-26

J.P. Morgan Securities Llc

Kew Gardens, NY
2016-07-01 → 2016-07-14

Osaic Institutions, Inc.

Astoria, NY

Whitestone, NY

Napa, CA
2015-02-24 → 2016-07-01

Essex National Securities, Llc

Whitestone, NY

Whitestone, NY

Napa, CA

Astoria, NY
2013-04-03 → 2015-03-03

Msi Financial Services, Inc.

Elmsford, NY

Lynbrook, NY

Elmsford, NY

Uniondale, NY

Uniondale, NY

Hauppauge, NY

East Hills, NY
2011-08-31 → 2013-01-24

Equitable Advisors, Llc

Melville, NY
2006-08-17 → 2011-08-23

Chase Investment Services Corp.

Rockaway Park, NY

Forest Hills, NY

Maspeth, NY

S. Valley Stream, NY

Other Businesses

1) 07/2024 - Flagstar Wealth Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 07/2024 - Rental Property / Real Estate Rental / Inv. Related / Lynbrook, NY / Start date 12/08/2010 - 5% Time Spent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-08
S63	Uniform Securities Agent State Law Examination	1996-10-28

S65 Uniform Investment Adviser Law Examination

2005-10-08
S63 Uniform Securities Agent State Law Examination

1996-10-28

Other Names

Robert Silvio Tudda

View on SEC IAPD