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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| FL | RA | APPROVED | 2020-07-02 |
| ME | RA | APPROVED | 2009-07-09 |
Branch Locations
Foreside Place 202 Route One, Falmouth, ME 04105 • United States
128 Orange Ave, Daytona Beach, FL 32114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 07/2009 | Present |
| Anton-Lemieux Llc | Falmouth | ME | 07/2009 | Present |
1. Partner and Part Owner, Anton-LeMieux LLC doing business as â?~Anton LeMieux Financial Groupâ??, entity established to facilitate securities, advisory, and insurance business; as of 06/01/2009; 100% of time spent during business hours, Conducted at branch; Investment related. 2. Fixed insurance sales, as of 06/01/2009; 5% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner of rental property located in Daytona Beach Shores, FL, as of 06/01/2020; 1% time spent during business hours; Not conducted at branch location; Investment related. 4. Owner, Future Games, LLC, an entity created for the purpose of buying and managing residential real estate in Saco, ME, as of 04/16/2021; 5% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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