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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
FL RA APPROVED 2020-07-02
ME RA APPROVED 2009-07-09
  • TX RA
    APPROVED
    Since 2026-03-23
  • FL RA
    APPROVED
    Since 2020-07-02
  • ME RA
    APPROVED
    Since 2009-07-09

Branch Locations

Foreside Place 202 Route One, Falmouth, ME 04105 • United States

128 Orange Ave, Daytona Beach, FL 32114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2009 Present
Anton-Lemieux Llc Falmouth ME 07/2009 Present
Previous Registrations
Other Businesses

1. Partner and Part Owner, Anton-LeMieux LLC doing business as â?~Anton LeMieux Financial Groupâ??, entity established to facilitate securities, advisory, and insurance business; as of 06/01/2009; 100% of time spent during business hours, Conducted at branch; Investment related. 2. Fixed insurance sales, as of 06/01/2009; 5% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner of rental property located in Daytona Beach Shores, FL, as of 06/01/2020; 1% time spent during business hours; Not conducted at branch location; Investment related. 4. Owner, Future Games, LLC, an entity created for the purpose of buying and managing residential real estate in Saco, ME, as of 04/16/2021; 5% of time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-14
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    1993-10-14
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06
Designations
  • Certified Financial Planner

View on SEC IAPD

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