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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-01
  • NY RA
    APPROVED
    Since 2024-04-01

Branch Locations

46 Marion Ave, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Albany NY 05/2009 02/2018
Td Ameritrade, Inc. Albany NY 02/2018 12/2023
Td Ameritrade Investment Management, Llc Albany NY 02/2018 09/2023
Scottrade Investment Management Saint Louis MO 05/2017 02/2018
Charles Schwab & Co., Inc. Albany NY 01/2022 01/2024
Charles Schwab Bank, Ssb Albany NY 07/2022 01/2024
Charles Schwab & Co., Inc. Saratoga Springs NY 03/2024 Present
  • 05/2009 → 02/2018
    Scottrade, Inc.
    Albany, NY
  • 02/2018 → 12/2023
    Td Ameritrade, Inc.
    Albany, NY
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Albany, NY
  • 05/2017 → 02/2018
    Scottrade Investment Management
    Saint Louis, MO
  • 01/2022 → 01/2024
    Albany, NY
  • 07/2022 → 01/2024
    Charles Schwab Bank, Ssb
    Albany, NY
  • 03/2024 → Present
    Saratoga Springs, NY
Previous Registrations
  • 2022-01-26 → 2024-01-10
    West Hartford, CT
    Bedford, NH
    Albany, NY
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Latham, NY
    Albany, NY
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Albany, NY
    Stamford, CT
  • 2017-05-23 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) Myself/Professional Kayak Bass Fisherman | Investment Related:No|Other|Professional Kayak Bass Fisherman|4/16/2018|Less than 20|0.000000|Occasionally I will participate in local and national Kayak Bass Fishing Tournaments which could potentially have cash payouts depending on where I finish in a tournament. Tournaments are typically held on week-ends and do not interfere with work.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-18
S63 Uniform Securities Agent State Law Examination 1993-11-06
  • S65 Uniform Investment Adviser Law Examination
    2008-09-18
  • S63 Uniform Securities Agent State Law Examination
    1993-11-06
Other Names
  • Edward J Jr Budd
  • Edward Joseph Budd
  • Ed Joseph Budd
  • Edward Joseph Budd
  • Edward Joseph Budd

View on SEC IAPD

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