Edward Joseph Budd

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 02/2018
  Scottrade, Inc.
  Albany, NY
• 02/2018 → 12/2023
  Td Ameritrade, Inc.
  Albany, NY
• 02/2018 → 09/2023
  Td Ameritrade Investment Management, Llc
  Albany, NY
• 05/2017 → 02/2018
  Scottrade Investment Management
  Saint Louis, MO
• 01/2022 → 01/2024
  Charles Schwab & Co., Inc.
  Albany, NY
• 07/2022 → 01/2024
  Charles Schwab Bank, Ssb
  Albany, NY
• 03/2024 → Present
  Charles Schwab & Co., Inc.
  Saratoga Springs, NY

Previous Registrations

• 2022-01-26 → 2024-01-10
  Charles Schwab & Co., Inc.
  West Hartford, CT
  Bedford, NH
  Albany, NY
• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Latham, NY
  Albany, NY
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Albany, NY
  Stamford, CT
• 2017-05-23 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1) Myself/Professional Kayak Bass Fisherman | Investment Related:No|Other|Professional Kayak Bass Fisherman|4/16/2018|Less than 20|0.000000|Occasionally I will participate in local and national Kayak Bass Fishing Tournaments which could potentially have cash payouts depending on where I finish in a tournament. Tournaments are typically held on week-ends and do not interfere with work.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-18
• S63 Uniform Securities Agent State Law Examination
  1993-11-06

Other Names

• Edward J Jr Budd
• Edward Joseph Budd
• Ed Joseph Budd
• Edward Joseph Budd
• Edward Joseph Budd