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Ellerie Karl Walker

Cetera Investment Advisers LLC

Daniel Island, SC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10

Branch Locations

225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St. Paul MN 09/2011 11/2019
Securian Financial Services St. Paul MN 10/2011 11/2019
Commonwealth Financial Group Daniel Island SC 09/2011 11/2019
Securian Financial Services St. Paul MN 11/2019 08/2023
Commonwealth Financial Group Daniel Island SC 11/2019 Present
Cetera Wealth Services, Llc Daniel Island SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2011 → 11/2019
    Minnesota Life Insurance Co
    St. Paul, MN
  • 10/2011 → 11/2019
    Securian Financial Services
    St. Paul, MN
  • 09/2011 → 11/2019
    Commonwealth Financial Group
    Daniel Island, SC
  • 11/2019 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 11/2019 → Present
    Commonwealth Financial Group
    Daniel Island, SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Daniel Island, SC
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2011-10-04 → 2023-08-10
    Securian Financial Services, Inc.
    Daniel Island, SC
    St. Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-27
  • S66 Uniform Combined State Law Examination
    2011-09-27
Other Names
  • Ellerie Karl
  • Ellerie Anne Karl
  • Ellerie Anne Walker

View on SEC IAPD

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Other Investors

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Joseph Michael Iafelice
Kaylee Jade Urbanek
John Lennox Cummings
Maxwell Anton Blumberg
ADAM BRENNEN CURRAN
DAVID COORS SHEAFFER

Other Offices

CURRAN FINANCIAL PARTNERS, LLC · DANIEL ISLAND, SC
LPL FINANCIAL LLC · DANIEL ISLAND, SC
EAGLES COAST WEALTH MANAGEMENT, LLC · DANIEL ISLAND, SC
INCOME GROWTH ADVISORS, LLC · CHARLESTON, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CHARLESTON, SC
CETERA INVESTMENT ADVISERS LLC · DANIEL ISLAND, SC
SHERMAN FINANCIAL & WEALTH MANAGEMENT · DANIEL ISLAND, SC
CARSWELL INVESTMENTS, LLC · Daniel Island, SC

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