Ellerie Karl Walker

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 11/2019
  Minnesota Life Insurance Co
  St. Paul, MN
• 10/2011 → 11/2019
  Securian Financial Services
  St. Paul, MN
• 09/2011 → 11/2019
  Commonwealth Financial Group
  Daniel Island, SC
• 11/2019 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 11/2019 → Present
  Commonwealth Financial Group
  Daniel Island, SC
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Daniel Island, SC
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-10-04 → 2023-08-10
  Securian Financial Services, Inc.
  Daniel Island, SC
  St. Paul, MN

Exams

• S66 Uniform Combined State Law Examination
  2011-09-27

Other Names

• Ellerie Karl
• Ellerie Anne Karl
• Ellerie Anne Walker