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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Los Angeles | CA | 08/2017 | 07/2018 |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 06/2017 | 07/2018 |
| Loop Capital Markets Llc | Los Angeles | CA | 02/2016 | 11/2016 |
| Unemployed | Redondo Beach | CA | 12/2016 | 05/2017 |
| Mml Investors Services, Llc | Los Angeles | CA | 08/2018 | 02/2020 |
| Lenox Advisors / Mass Mutual Life Insurance Co | Los Angeles | CA | 08/2018 | 02/2020 |
| Pfs Investments Inc. | Atlanta | GA | 02/2022 | 05/2022 |
| Primerica Financial Services | Atlanta | GA | 02/2022 | 05/2022 |
| Newport Ventures Group | Irvine | CA | 03/2020 | 07/2023 |
| Larepip Llc | Redondo Beach | CA | 09/2021 | 09/2023 |
| Stonehaven, Llc | Redondo Beach | CA | 08/2022 | 08/2023 |
| Loop Capital | Los Angeles | CA | 02/2016 | 11/2016 |
| Mars It Corp | Redondo Beach | CA | 11/2021 | 11/2021 |
| Us Census Bureau | Redondo Beach | CA | 07/2020 | 10/2020 |
| Jpmorgan Chase Bank, N.A. | Redondo Beach | CA | 08/2023 | Present |
| J.P. Morgan Securities Llc | Redondo Beach | CA | 08/2023 | Present |
| Globe Life | Redondo Beach | CA | 02/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-17 |
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