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Alexander George Piper

J.P. Morgan Securities LLC

Torrance, CA

CRD 3140053

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-05
TX RA APPROVED 2023-09-05
  • CA RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-05

Branch Locations

4840 W. 190Th Street, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Los Angeles CA 08/2017 07/2018
Northwestern Mutual Investment Services, Llc Los Angeles CA 06/2017 07/2018
Loop Capital Markets Llc Los Angeles CA 02/2016 11/2016
Unemployed Redondo Beach CA 12/2016 05/2017
Mml Investors Services, Llc Los Angeles CA 08/2018 02/2020
Lenox Advisors / Mass Mutual Life Insurance Co Los Angeles CA 08/2018 02/2020
Pfs Investments Inc. Atlanta GA 02/2022 05/2022
Primerica Financial Services Atlanta GA 02/2022 05/2022
Newport Ventures Group Irvine CA 03/2020 07/2023
Larepip Llc Redondo Beach CA 09/2021 09/2023
Stonehaven, Llc Redondo Beach CA 08/2022 08/2023
Loop Capital Los Angeles CA 02/2016 11/2016
Mars It Corp Redondo Beach CA 11/2021 11/2021
Us Census Bureau Redondo Beach CA 07/2020 10/2020
Jpmorgan Chase Bank, N.A. Redondo Beach CA 08/2023 Present
J.P. Morgan Securities Llc Redondo Beach CA 08/2023 Present
Globe Life Redondo Beach CA 02/2022 05/2022
  • 08/2017 → 07/2018
    Northwestern Mutual Life Insurance Company
    Los Angeles, CA
  • 06/2017 → 07/2018
    Northwestern Mutual Investment Services, Llc
    Los Angeles, CA
  • 02/2016 → 11/2016
    Loop Capital Markets Llc
    Los Angeles, CA
  • 12/2016 → 05/2017
    Unemployed
    Redondo Beach, CA
  • 08/2018 → 02/2020
    Los Angeles, CA
  • 08/2018 → 02/2020
    Lenox Advisors / Mass Mutual Life Insurance Co
    Los Angeles, CA
  • 02/2022 → 05/2022
    Pfs Investments Inc.
    Atlanta, GA
  • 02/2022 → 05/2022
    Primerica Financial Services
    Atlanta, GA
  • 03/2020 → 07/2023
    Newport Ventures Group
    Irvine, CA
  • 09/2021 → 09/2023
    Larepip Llc
    Redondo Beach, CA
  • 08/2022 → 08/2023
    Stonehaven, Llc
    Redondo Beach, CA
  • 02/2016 → 11/2016
    Loop Capital
    Los Angeles, CA
  • 11/2021 → 11/2021
    Mars It Corp
    Redondo Beach, CA
  • 07/2020 → 10/2020
    Us Census Bureau
    Redondo Beach, CA
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Redondo Beach, CA
  • 08/2023 → Present
    Redondo Beach, CA
  • 02/2022 → 05/2022
    Globe Life
    Redondo Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-31
S63 Uniform Securities Agent State Law Examination 2005-03-17
  • S66 Uniform Combined State Law Examination
    2023-08-31
  • S63 Uniform Securities Agent State Law Examination
    2005-03-17
Other Names
  • Alexander G Piper
  • Al Piper
  • Alexander Piper
  • Ag Piper

View on SEC IAPD

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