Best Investors Account Sign in

John Christopher Feltl

Feltl Advisors

Plymouth, MN

Claim This Profile
Current Employers
Feltl Advisors

One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-10-02
  • MN RA
    APPROVED
    Since 2014-10-02

Branch Locations

One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Feltl & Company Minneapolis MN 02/2002 Present
Feltl Advisors Minneapolis MN 10/2014 Present
  • 02/2002 → Present
    Feltl & Company
    Minneapolis, MN
  • 10/2014 → Present
    Minneapolis, MN
Other Businesses

KEY COMMUNITY BANK/ INVER GROVE HEIGHTS, MN 55076/ ESTABLISHED IN 2005/ BANK OR FINANCIAL INSTITUTION/ DIRECTOR AND APPROX. 20% OWNERSHIP/ COMMUNITY BANK/ CHAIRMAN OF THE BOARD OF DIRECTORS/ 5 HOURS PER MONTH, RELEVANT RADIO (CHARITABLE ORGANIZATION), DIRECTOR, ABOUT 3 HOURS A MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-11
S63 Uniform Securities Agent State Law Examination 1993-06-23
  • S65 Uniform Investment Adviser Law Examination
    1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-06-23
Designations

View on SEC IAPD

More in Plymouth, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor