Warren John Sanger

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → 11/2021
  Lincoln Financial Advisors Corp
  Syosset, NY
• 11/2021 → 06/2026
  Lpl Financial Llc
  Port Washington, WA
• 06/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2023 → Present
  Nca Nassau Knowles Cemetery
  Port Washington, NY
• 09/2025 → Present
  Coliseum Gun Traders
  Uniondale, NY
• 04/2021 → Present
  State Of New York
  Port Washington, NY

Previous Registrations

• 2021-11-18 → 2026-06-24
  Lpl Financial Llc
  Port Washington, NY
  Port Washington, NY
  Milltown, NJ
• 2021-06-14 → 2021-11-19
  Osaic Fa, Inc.
  Syosset, NY
  Jericho, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/16/23 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: NCA NASSAU KNOWLES CEMETERY INVESTMENT RELATED: NO ADDRESS: 500 PORT WASHINGTON BLVD, PORT WASHINGTON, NY 11050 NATURE OF BUSINESS: CEMETERY BOARD, NON-PROFIT START DATE: 1/1/2023 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF CEMETERY’S BUSINESS 3. NAME OF OTHER BUSINESS: COLISEUM GUN TRADERS INVESTMENT RELATED: NO ADDRESS: 1180 JERICHO TPKE, UNIONDALE, NY 11223 NATURE OF BUSINESS: FIREARM SALES START DATE: 9/24/2025 POSITION/TITLE/RELATIONSHIP: PART TIME EMPLOYEE APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: EDUCATION, TRAINING AND SALES OF FIREARMS, AMMUNITION AND RELATED ACCESSORIES 4. NAME OF OTHER BUSINESS: STATE OF NEW YORK INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY PUBLIC START DATE: 4/19/2021 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-07-16