John Stephen Heck

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 09/2016
  Deutsche Bank Securities Inc.
  Houston, TX
• 09/2016 → Present
  Raymond James & Associates, Inc.
  Houston, TX

Previous Registrations

• 2006-08-04 → 2016-09-06
  Deutsche Bank Securities Inc.
  Houston, TX
• 2002-04-09 → 2006-08-07
  Northern Trust Securities, Inc.
  Houston, TX
  Houston, TX

Other Businesses

(1)Name of Business: FOE V, LLC Address: 2727 Fenwood rd, Houston, TX, 77005, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/31/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner

Exams

• S66 Uniform Combined State Law Examination
  2002-01-24
• S63 Uniform Securities Agent State Law Examination
  1993-07-23