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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2021-04-15 |
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow | Charlotte | NC | 10/2012 | 02/2021 |
| Bb&T Securities, Llc | Charlotte | NC | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Charlotte | NC | 02/2021 | Present |
DICK STEVENS JERKY POSITION: n/a NATURE: Beef Jerky food / snacks INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2021 ADDRESS: Charlotte NC, United States DESCRIPTION: Annual meeting to discuss company. A BETTER WORLD, CHARLOTTE POSITION: Board Member NATURE: Charitable organization's purpose is to help at risk and underprivileged children with education, mental health services, food, and toiletries. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2021 ADDRESS: Charlotte NC, United States DESCRIPTION: As board chair, I run the monthly board meeting. I also attend volunteer opportunities. RADFOR UNIVERSITY DAVIS SCHOOL OF BUSINESS ADVISORY BOARD POSITION: Executive Committee Member NATURE: The mission of the Advisory Board is to provide advice, guidance, and support for the continuing development of high-quality business programs at Radford University. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2023 ADDRESS: Radford VA, United States DESCRIPTION: Participate in at least three Board/Committee meeting a year. Also Participate in at least two Davis COBE educational /mentoring activities annually.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-30 |
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