Best Investors Account Sign in
Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-04-19
TX RA APPROVED_RES 2021-04-15
NC RA APPROVED 2021-02-17
  • LA RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

4777 Sharon Rd Fl 2, Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow Charlotte NC 10/2012 02/2021
Bb&T Securities, Llc Charlotte NC 01/2013 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 Present
Truist Advisory Services, Inc. Charlotte NC 02/2021 Present
  • 10/2012 → 02/2021
    Scott & Stringfellow
    Charlotte, NC
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 02/2021 → Present
    Charlotte, NC
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
  • 2012-10-09 → 2013-01-02
    Scott & Stringfellow, Llc
    Charlotte, NC
  • 2001-03-20 → 2012-10-09
    Roanoke, VA
    Charlotte, NC
    Glen Allen, VA
Other Businesses

DICK STEVENS JERKY POSITION: n/a NATURE: Beef Jerky food / snacks INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2021 ADDRESS: Charlotte NC, United States DESCRIPTION: Annual meeting to discuss company. A BETTER WORLD, CHARLOTTE POSITION: Board Member NATURE: Charitable organization's purpose is to help at risk and underprivileged children with education, mental health services, food, and toiletries. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2021 ADDRESS: Charlotte NC, United States DESCRIPTION: As board chair, I run the monthly board meeting. I also attend volunteer opportunities. RADFOR UNIVERSITY DAVIS SCHOOL OF BUSINESS ADVISORY BOARD POSITION: Executive Committee Member NATURE: The mission of the Advisory Board is to provide advice, guidance, and support for the continuing development of high-quality business programs at Radford University. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2023 ADDRESS: Radford VA, United States DESCRIPTION: Participate in at least three Board/Committee meeting a year. Also Participate in at least two Davis COBE educational /mentoring activities annually.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-09
S63 Uniform Securities Agent State Law Examination 1997-07-30
  • S65 Uniform Investment Adviser Law Examination
    1998-02-09
  • S63 Uniform Securities Agent State Law Examination
    1997-07-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor