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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
683 State Ave Ste H, Dickinson, ND 58601 • United States
Rapid City, SD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Dickinson | ND | 06/1993 | 11/2017 |
| Lpl Financial Llc | Dickinson | ND | 11/2017 | Present |
1. 11/29/2017 - Ron Schmidt Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner. 2. 11/29/2017 - RON & DEANN SCHMIDT - Not Investment Related - 683 State Ave, Ste H, Dickinson ND, 58601 - Real Estate Rental - Owner. 3. 11/1/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/29/2017. 4. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 5. 03/19/2024 - Ron Schmidt Investment Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/19/2019 - 5 Hours Per Month During Securities Trading. 6. 03/19/2024 - Other - Notary - Notary - Investment Related - At Reported Business Location(s) - Start Date 08/13/1999 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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