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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
37 South Grove Street 3Rd Floor, East Aurora, NY 14052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Buffalo | NY | 05/2013 | 10/2021 |
| Guardian Life Insurance Co Of America | Buffalo | NY | 05/2013 | 10/2021 |
| Guardian Life Insurance | South Wales | NY | 11/2021 | Present |
| Park Avenue Securities | South Wales | NY | 11/2021 | Present |
1) Life Designs agency Inc.-LLC currently not in use...no business activity currently...future use expected, Start date: 05/01/2023, Address: 3673 Main St Strykersville, NY 14145, 0 total hours per month, Not investment related, No annual compensation, 2) Insurance other than Guardian, Start date: 08/11/2025, Address: 7286 Olean Rd South Wales, NY 14139, 1 total hour per month; 1 during securities trading hours, , Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-17 |
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