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John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-17 |
| MA | RA | APPROVED | 2018-11-08 |
Branch Locations
Garden City, NY • United States
200 Berkeley St., Boston, MA 02116-5022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 05/2013 | Present |
| John Hancock Funds Llc | Boston | MA | 05/2013 | Present |
| Manulife Asset Management | Boston | MA | 05/2013 | Present |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | Present |
| John Hancock Distributors Llc | Boston | MA | 11/2019 | Present |
OBA Name: Cherry Valley Club Investment-related? No OBA Address: 28 Rockaway Ave, Garden City, NY 11530 OBA Nature: Volunteer Position, Title, or Relationship with the OBA: Board Member OBA Start Date: 9/1/2021 Approximate number of hours/month devoted to the OBA: 2 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-10 |
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