Brian Patrick Wells

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 07/2016 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2016-07-06 → 2016-07-25
  Msi Financial Services, Inc.
  Philadelphia, PA
• 2011-02-08 → 2016-07-01
  Msi Financial Services, Inc.
  Philadelphia, PA
  Orlando, FL
  Southampton, PA
  Allentown, PA
  Philadelphia, PA
  Allentown, PA
• 2002-07-05 → 2011-02-10
  Equitable Advisors, Llc
  Philadelphia, PA
  Southampton, PA
  Chalfont, PA
  Chalfont, PA
  Allentown, PA
  Philadelphia, PA
  Allentown, PA
• 2004-09-09 → 2010-12-31
  Firstrust Financial Advisors
  Philadelphia, PA
• 2001-08-09 → 2004-12-17
  Progress Financial Advisors
  Philadelphia, PA

Other Businesses

1)FIRSTRUST FINANCIAL RESOURCES(DBA)/INDEPENDENT INSURANCE AGENT -SALES/SERVICE FIXED INSURANCE PRODUCTS, since 9/2006, less than $10,000/yr&#59; 2) Bucksmont Chamber of Commerce P.O. 3014 Warminster PA, Member, since 8/1/2018, 2 hrs/m&#59;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1993-07-28