Peter Lawrence Mooney

Current Employers

Employment History

• 05/2007 → 08/2017
  Safeguard Securities, Inc.
  Cleveland, OH
• 10/2004 → 10/2017
  Source Insurance
  Cleveland, OH
• 12/2016 → 12/2018
  Inverness Securities Llc
  Cleveland, OH
• 03/2019 → Present
  Ultra Advisors Llc
  Akron, OH
• 06/2018 → Present
  Flexible Benefits Llc
  Akron, OH

Previous Registrations

• 2007-05-10 → 2019-03-25
  Ancora Retirement Plan Advisors, Llc
  Mayfield Heights, OH
  Mayfield Heights, OH
  Cleveland, OH
• 2004-05-28 → 2007-05-11
  Waterstone Financial Group, Inc.
  Beachwood, OH
• 2003-09-26 → 2004-06-10
  Ws Griffith Securities, Inc.
  Beachwood, OH
• 2003-01-14 → 2003-09-23
  Simply Money Advisors
  Beachwood, OH
• 2001-09-18 → 2002-08-23
  Equitable Advisors, Llc
  Beachwood, OH

Other Businesses

SOURCE CAPITAL LLC; NOT INVESTMENT-RELATED; 2863 CAMELOT COURT, WILLOUGHBY HILLS, OH, 44092; CONSULTING/RENTAL PROPERTY; OWNER; 1/03; 10 HOURS; 4 HOURS; OWNER. CENTURY PLATING INC; NOT INVESTMENT-RELATED; 18006 SOUTH WATERLOO, CLEVELAND, OH, 44119; MANUFACTURING; OWNER; 1/12; 8 HOURS; 0 HOURS; OWNER SOURCE INSURANCE; NOT INVESTMENT-RELATED, 6060 PARKLAND BLVD, SUITE 200; MAYFIELD HEIGHTS, OH, 44124; PRESIDENT; 10/04; 5 HOURS; 5 HOURS; FIXED INSURANCE SALES. FLEXIBLE BENEFITS SYSTEMS, INC., NOT INVESTMENT RELATED, 1540 WEST MARKET STREET, AKRON, OH, 44313, RECORDKEEPING / THIRD PARTY ADMINISTRATION, PRESIDENT, 4/7/15

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1995-06-09

Other Names

• Peter L Mooney