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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-22 |
| IL | RA | APPROVED | 2017-11-29 |
| MO | RA | APPROVED | 2017-11-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | O'FAllon | IL | 10/2007 | 11/2017 |
| Lpl Financial Llc | O'FAllon | IL | 11/2017 | Present |
1. 9/21/2018 - Gateway For Teachers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2017 - 80 Hours Per Month/80 Hours During Securities Trading. 2. 10/3/2018 - Gateway Financial Resources - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2017 - 80 Hours Per Month/80 Hours During Securities Trading. 3. 12/6/2018 - Wall Street Advisors - Not Investment Related - 779 Wall Street, O'Fallon, IL 62269 - Other-Building purchase group - Started 11/19/2018 - 0 Hours Per Month - Group formed to purchase building.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-17 |
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