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Brent Evan Althauser

Raymond James Financial Services Advisors, Inc

Brewton, AL

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2010-10-08
  • AL RA
    APPROVED
    Since 2010-10-08

Branch Locations

904 Douglas Avenue, Brewton, AL 36426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Brewton AL 08/1997 Present
Raymond James Financial Services Advisors, Inc Brewton AL 10/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-17
S63 Uniform Securities Agent State Law Examination 1993-09-16
  • S65 Uniform Investment Adviser Law Examination
    2010-09-17
  • S63 Uniform Securities Agent State Law Examination
    1993-09-16

View on SEC IAPD

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