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Elizabeth Ann Sadwick

Ascensus Investment Advisors, LLC

Needham, MA

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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-03-07
  • MA RA
    APPROVED
    Since 2018-03-07

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascensus Broker Dealer Services, Inc. Newton MA 06/2016 Present
  • 06/2016 → Present
    Ascensus Broker Dealer Services, Inc.
    Newton, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2012-03-16
Other Names
  • Elizabeth Ann Burns

View on SEC IAPD

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