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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-19 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Morris | MN | 03/2011 | Present |
(1) 06/12/2014 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY -Mundal Financial LLC - Not Investment Related - MORRIS, MN - Start Date:07/01/2014 - TIME SPENT 160 Hrs/Mth - 150 Hrs During Trading. (2) 04/26/2016; Mundal Financial LLC; DBA for LPL Business (entity for LPL business); INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 05/29/2014;160 HRS/MO; 130 HRS DURING SECS TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-15 |
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