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Susan D Barnes

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-27
AL RA APPROVED 2022-06-17
  • TX RA
    APPROVED_RES
    Since 2022-06-27
  • AL RA
    APPROVED
    Since 2022-06-17

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 05/2022
Morgan Stanley Smith Barney Llc Birmingham AL 05/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Birmingham, AL
  • 11/2016 → 05/2022
    Wells Fargo Clearing Services, Llc
    Birmingham, AL
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-17
S63 Uniform Securities Agent State Law Examination 2002-12-09
  • S65 Uniform Investment Adviser Law Examination
    2011-02-17
  • S63 Uniform Securities Agent State Law Examination
    2002-12-09
Other Names
  • Susan Anne Decker
  • Susan Decker Barnes
  • Susan Anne Barnes

View on SEC IAPD

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