Sanjay Atul Das

Current Employers

Employment History

• 04/2002 → 11/2017
  National Planning Corporation
  Long Beach, CA
• 11/2017 → Present
  Lpl Financial Llc
  Seattle, WA

Previous Registrations

• 2004-09-29 → 2017-12-05
  National Planning Corporation
  Seattle, WA
  Long Beach, CA
  Los Angeles, CA
  Long Beach, CA
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance sales and financial planner - Start Date 1/1/10 - 5 Hours Per Month / 5 Hours During Trading - Crump - Fixed annuities, life insurance, long term care insurance. 2. 11/29/2017 - Sanjay A. Das & Jennifer Hansen Das - Not Investment Related - Seattle, WA - Real Estate Rental - Property managers - Start Date 3/1/2016 - 2 Hours Per Month / 0 Hours During Trading. 3. 2/10/2021 - Sanjay A. Das CFP LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner/President - Started 06/01/2012 - 1 Hour Per Month During Securities Trading. 4. 3/1/2021 - Sanjay A. Das & Jennifer Hansen Das - Investment Related - Home Based & Seattle, WA 98118 - Real Estate Rental - Property managers - Started 01/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 5/13/2021 - Hive Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 6. 08/13/2021 - PEPs (parents of newborns) - Investment Related - Speaker/Seminar -Start Date: 06/30/2021 - 1 Hour Per Month/0 Hours During Securities Trading 7. 07/05/2022 - C.A.S.E. LLC - Investment Related - Seattle, WA 98118 - Real Estate Rental - Start Date: 06/24/2022 - 1 Hour Per Month/0 Hours During Securities Trading - We own an existing commercial building. 8. 09/13/2022 - Golden Gate University - Not Investment Related - Teacher - Start Date - 09/04/2022 - 20 Hours Per Month/0 Hours During Securities Trading. 9. 09/14/2022 - 3830 S. Ferdinand St. LLC - Investment Related - 3830 S. Ferdinand St - Real Estate Rental - Owner - Start Date - 09/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 10. 10/18/2024 - 3829 South Edmunds LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 11. 10/18/2024 - Commercial Building purchase - Real Estate Rental - Investment Related - Seattle, WA - Start Date 10/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-16
• S63 Uniform Securities Agent State Law Examination
  1993-07-06

Designations

Other Names

• Sanjay Anthony Das