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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-27
FL RA APPROVED 2023-07-27
MS RA APPROVED 2023-06-28
NC RA APPROVED 2023-06-15
NY RA APPROVED 2021-06-21
  • AZ RA
    APPROVED
    Since 2025-05-27
  • FL RA
    APPROVED
    Since 2023-07-27
  • MS RA
    APPROVED
    Since 2023-06-28
  • NC RA
    APPROVED
    Since 2023-06-15
  • NY RA
    APPROVED
    Since 2021-06-21

Branch Locations

634 Main Street Suite 200, East Aurora, NY 14052 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, L.L.C. East Aurora NY 09/2006 Present
Lasalle St. Investment Advisors, Llc East Aurora NY 11/2007 Present
Previous Registrations
Other Businesses

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE; KAFL - APPOINTED WITH THIS COMPANY DOING INSURANCE SALES; Beneficiary 2 JNL Variable Annuities for Domestic Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-30
S63 Uniform Securities Agent State Law Examination 2004-09-24
  • S65 Uniform Investment Adviser Law Examination
    2021-08-30
  • S63 Uniform Securities Agent State Law Examination
    2004-09-24
Designations

View on SEC IAPD

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