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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
225 Chestnut St, Rochester, NY 14604 • United States
Pittsford, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NY | 08/2010 | Present |
| Esl Investment Services | Rochester | NY | 08/2022 | Present |
1) 8/4/2022- ESL Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 160 Hours Per Month/40 Hours During Securities Trading. 2) 8/4/2022 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 8/1/2022 - 20 Hours Per Month/2 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-08 |
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