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Gregory Charles Bauer

LPl Enterprise, LLC

Birdsboro, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

710 W. Baumstown Road Rt. 422 East, Birdsboro, PA 19508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Birdsboro PA 05/1993 11/2024
Lpl Enterprise, Llc Birdsboro PA 11/2024 Present
Previous Registrations
Other Businesses

1) 11/05/2024 - NJP PROPERTIES LLC - GENERAL ADMINISTRATIVE AND MAINTENANCE ASSOCIATED WITH BUILDING OWNERSHIP - Real Estate Rental - Inv Related - At Birdsboro, PA - Start Date 05/06/2019 - 2hrs/mth - 0hrs/mth During Trading 2) 11/05/2024 - GCB PROPERTIES LLC - PROPERTY MAINTENANCE - Real Estate Rental - Inv Related - At Birdsboro, PA - Start Date 10/01/2021 - 2hrs/mth - 0hrs/mth During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-05
S63 Uniform Securities Agent State Law Examination 1993-06-17
  • S65 Uniform Investment Adviser Law Examination
    2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    1993-06-17
Designations

View on SEC IAPD

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