Gregory Charles Bauer

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → 11/2024
  Pruco Securities, Llc.
  Birdsboro, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Birdsboro, PA

Previous Registrations

• 2011-08-22 → 2024-11-14
  Pruco Securities, Llc.
  Birdsboro, PA
  Wyomissing, PA
  Birdsboro, PA
  Camp Hill, PA

Other Businesses

1) 11/05/2024 - NJP PROPERTIES LLC - GENERAL ADMINISTRATIVE AND MAINTENANCE ASSOCIATED WITH BUILDING OWNERSHIP - Real Estate Rental - Inv Related - At Birdsboro, PA - Start Date 05/06/2019 - 2hrs/mth - 0hrs/mth During Trading 2) 11/05/2024 - GCB PROPERTIES LLC - PROPERTY MAINTENANCE - Real Estate Rental - Inv Related - At Birdsboro, PA - Start Date 10/01/2021 - 2hrs/mth - 0hrs/mth During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-05
• S63 Uniform Securities Agent State Law Examination
  1993-06-17

Designations

• Chartered Financial Consultant