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CRD 2364304
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-05-23 |
Branch Locations
1121 Moncure Place, Apex, NC 27523 • United States
1397 Kildaire Farm Road, Cary, NC 27511 • United States
1130 North Harrison Ave, Cary, NC 27513 • United States
305 Church At North Hills Street Suite 1000, Raleigh, NC 27609 • United States
908 Us-64 Highway, Apex, NC 27502 • United States
7704 Carpenter Fire Station Road, Cary, NC 27519 • United States
1725 High House Road, Cary, NC 27513 • United States
4007 Davis Drive, Morrisville, NC 27560 • United States
961 Morrisville Parkway, Morrisville, NC 27560 • United States
7210 Tryon Rd, Cary, NC 27518 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 05/2016 | 05/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2017 | 05/2023 |
| Regions Bank | Raleigh | NC | 05/2017 | 05/2023 |
| Cetera Investment Advisers Llc | Raleigh | NC | 05/2017 | 05/2023 |
| Fifth Third Bank | Raleigh | NC | 05/2023 | Present |
| Fifth Third Securities | Raleigh | NC | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-01 |
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