Chet Lawrence Saunders

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-09-01
OH	RA	APPROVED	2023-09-01

GA RA
APPROVED

Since 2023-09-01
OH RA
APPROVED

Since 2023-09-01

Branch Locations

Fairborn, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial	Fairborn	OH	11/2011	09/2023
Osaic Wealth, Inc.	Fairborn	OH	09/2023	Present

11/2011 → 09/2023

Sagepoint Financial

Fairborn, OH
09/2023 → Present

Osaic Wealth, Inc.

Fairborn, OH

Previous Registrations

2011-12-09 → 2023-09-01

Osaic Services, Inc.

Scottsdale, AZ

Fairborn, OH
2009-09-25 → 2011-12-12

Grove Point Investments, Llc

Lakewood Ranch, FL

Fairborn, OH
2008-10-31 → 2009-09-28

Osaic Services, Inc.

Dayton, OH
2001-07-12 → 2008-10-31

American General Securities Incorporated

Dayton, OH

Houston, TX

Fairborn, OH

Fairborn, OH

Other Businesses

1. SAUNDERS FINANCIAL GROUP POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 20 START DATE: 10/19/1990 ADDRESS: 3831 St Andrews Dr Fairborn Oh 45324, Fairborn OH 45324, United States DESCRIPTION: Insurance Agent 2. DRIVING RANGE POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2024 ADDRESS: 2822 Beaver Valley Rd, Fairborn OH 45324, United States DESCRIPTION: Making sure the range is running smoothly with the workers. Pay any bills. Buy any equipment needed. 3. SAUNDERS FINANCIAL GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 20 START DATE: 10/19/1990 ADDRESS: 2838 Beaver Valley Rd, Fairborn OH 45324, United States DESCRIPTION: insurance agent for Life, health, disability and fixed annuities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-21
S63	Uniform Securities Agent State Law Examination	1997-03-28

S65 Uniform Investment Adviser Law Examination

2000-10-21
S63 Uniform Securities Agent State Law Examination

1997-03-28

View on SEC IAPD