Stephen Courtney Knudson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Stifel Nicolaus & Co Inc
  Billings, MT

Previous Registrations

• 2009-06-01 → 2013-08-14
  Morgan Stanley
  Billings, MT
• 1994-01-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Billings, MT
  Billings, MT

Other Businesses

1. Boys & Girls Clubs of Yellowstone County; 505 Orchard Ln, Billings, MT 59101; Endowment Board member- Quarterly board meetings to review and approve Endowment activity; 06/01/2018; 2.00 Hour(s) Per Quarter; Not during securities trading hours, Not investment-related. 2. Boys and Girls Club of Yellowstone County; 505 Orchard Lane Billings MT 59101;Boys and Girls Club; Member of the Board of Directors; Quarterly Board Meetings; 10/1/18; 2 hr/qtr; Not during securities trading hours; not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-02
• S63 Uniform Securities Agent State Law Examination
  1993-07-16

Designations

• Certified Financial Planner