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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2013-07-18 |
| TX | RA | APPROVED | 2013-07-18 |
Branch Locations
401 North 31St Street Suite 1610, Billings, MT 59101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Billings | MT | 05/2013 | Present |
1. Boys & Girls Clubs of Yellowstone County; 505 Orchard Ln, Billings, MT 59101; Endowment Board member- Quarterly board meetings to review and approve Endowment activity; 06/01/2018; 2.00 Hour(s) Per Quarter; Not during securities trading hours, Not investment-related. 2. Boys and Girls Club of Yellowstone County; 505 Orchard Lane Billings MT 59101;Boys and Girls Club; Member of the Board of Directors; Quarterly Board Meetings; 10/1/18; 2 hr/qtr; Not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-16 |
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