John Dunn Gordinier

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-10
KY	RA	APPROVED	2019-10-18

FL RA
APPROVED

Since 2022-02-10
KY RA
APPROVED

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc.	Louisville	KY	05/1993	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

05/1993 → Present

J.J.B. Hilliard, W.L. Lyons, Inc.

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2004-01-07 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Other Businesses

TRUSTEE FOR SELF TRUST AND SUCCESSOR TRUSTEE FOR SEPARATE TRUST FOR RELATIVE, INVESTMENT-RELATED, 1 HR/MONTH AND DURING TRADING HRS, TRUSTEE DUTIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-23
S63	Uniform Securities Agent State Law Examination	1993-09-17

S65 Uniform Investment Adviser Law Examination

2001-03-23
S63 Uniform Securities Agent State Law Examination

1993-09-17

Other Names

John Dunn Gordinier
John Dunn Gordinier

View on SEC IAPD