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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-03-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oceanside | CA | 12/2014 | Present |
| Stratos Wealth Partners, Ltd | San Diego | CA | 12/2014 | 03/2023 |
(1) 12/11/2014 - STRATOS WEALTH PARTNERS/ DBA ONLY/ 100%/ SAN DIEGO, CA (2) 12/24/2014 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/21/14 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 01/06/2015: CPS IMIS - INV REL - 12340 EL CAMINO REAL, SUITE 300, SAN DIEGO CA 92130 - NON-VARIABLE INSURANCE - AGENT SELLING FIXED INSURANC: LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-26 |
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