Henri Louis Rocheleau

Current Employers

Employment History

• 07/2016 → 05/2021
  Voya Financial Advisors, Inc.
  Worcester, MA
• 05/2021 → Present
  Lpl Financial, Llc
  Worcester, MA

Previous Registrations

• 2016-07-12 → 2021-05-18
  Voya Financial Advisors, Inc.
  Malden, MA
  Braintree, MA
  Worcester, MA
  Danvers, MA
  Sutton, MA
• 2014-08-12 → 2016-08-02
  Investors Capital Corp.
  Lynnfield, MA
  Sutton, MA
  Dudley, MA
  Lynnfield, MA
  Worcester, MA
  Lynnfield, MA
• 2009-09-14 → 2014-06-09
  Lpl Financial Llc
  San Diego, CA
  Sutton, MA
  Dudley, MA
• 2006-10-31 → 2009-09-15
  Signator Investors, Inc.
  Westborough, MA
  Westborough, MA
  Millbury, MA

Other Businesses

1) 6/2014 - DBA for LPL Business (entity for LPL business) - NORTH POINTE WEALTH MANAGEMENT - 90% - Investment Related - Worcester, MA 01608 2) 9/2009 - Non-Variable Insurance - H LOUIS ROCHELEAU III FINANCIAL SERVICES - 5% - Investment Related - Worcester, MA 01608

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-07
• S63 Uniform Securities Agent State Law Examination
  1993-07-16

Designations

Other Names

• Henri Louis Rocheleau
• Henri L Iii Rocheleau
• H. Louis Rocheleau
• Henri Louis Rocheleau