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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-15 |
| NJ | RA | APPROVED | 2004-04-15 |
Branch Locations
150 N College St, Charlotte, NC 28255 • United States
525 Washington Blvd Central Business Review Unit, Jersey City, NJ 07310 • United States
Bayonne, NJ • United States
Vega Alta, PR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/1996 | Present |
I*34628 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JSD AT 747 BROADWAY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: BAYONNE, NEW JERSEY 7002 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 4/1/2004 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 1/3 OWNER LANDLORD TENANT ISSUESI* 2066391 Entity Type: NA Name of OBA: Rental Property 1 Address: Jersey City, NJ, 07306 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/01/2024 No Hours: 1hr/mo No Hours during trading: 0 Duties: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-06 |
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