James C Cantela

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-04-19
NY	RA	APPROVED	2024-04-18

Branch Locations

Maywood, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hennion And Walsh	Parsippany	NJ	06/2016	09/2016
Unemployed	Wyckoff	NJ	10/2016	03/2017
Valley National Bank	Wayne	NJ	03/2017	11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2021	04/2024
Massachusetts Mutual Life Insurance Co	Wyckoff	NJ	12/1996	06/2019
Unemployed	Wayne	NJ	12/2020	09/2021
Missionsquare Investment Services	Washington	DC	04/2024	Present
Missionsquare Retirement	Washington	DC	04/2024	Present

06/2016 → 09/2016

Hennion And Walsh

Parsippany, NJ
10/2016 → 03/2017

Unemployed

Wyckoff, NJ
03/2017 → 11/2020

Valley National Bank

Wayne, NJ
10/2021 → 04/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
12/1996 → 06/2019

Massachusetts Mutual Life Insurance Co

Wyckoff, NJ
12/2020 → 09/2021

Unemployed

Wayne, NJ
04/2024 → Present

Missionsquare Investment Services

Washington, DC
04/2024 → Present

Missionsquare Retirement

Washington, DC

2022-12-05 → 2024-04-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
2019-03-14 → 2020-10-20

Valley Wealth Managers, Inc.

Paramus, NJ
2016-07-28 → 2016-11-07

Hennion & Walsh Asset Management, Inc.

Parsippany, NJ
2011-12-01 → 2016-07-01

Northwestern Mutual Investment Services, Llc

Paramus, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-18
S65	Uniform Investment Adviser Law Examination	1996-12-23
S63	Uniform Securities Agent State Law Examination	1993-09-08

Other Firms