Daniel Allan Flees

Current Employers

Employment History

• 06/2012 → 10/2017
  Sii Investments
  Spencer, WI
• 10/2017 → 01/2024
  Woodbury Financial Services Inc
  Spencer, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Spencer, WI

Previous Registrations

• 2019-05-17 → 2024-01-19
  Woodbury Financial Services, Inc.
  Spencer, WI
• 2006-02-02 → 2009-12-31
  Capital Financial Services, Inc.
  Minot, ND
  Minot, ND
  Minot, ND
  Spencer, WI

Other Businesses

1) KNIGHTS OF COLUMBUS- FR. JOHN EISEN ASSEMBLY #1219 POSITION: Trustee NATURE: Knights of Columbus 4th Degree Assembly Trustee. Catholic mens organization for charity. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 1410 West 5th Street, Marshfield WI 54449, United States DESCRIPTION: Supervise financial business of the Assembly and conduct semi-annual audits with two other Trustees. 2) DAMTECH, LLC POSITION: Trustee NATURE: Machine tooling - Research & Developement. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2005 ADDRESS: 40039 US Hwy 160, Bayfield CO 81122, United States DESCRIPTION: board member - advice only.discuss new building proposals and locations, product billing and accounting issues. 3) TAX MANAGEMENT SERVICES, INC. POSITION: order taker NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2012 ADDRESS: 566 Red Bird Circle, Depere WI 54115, United States DESCRIPTION: Collection of client paperwork and forward to tax preparer. 4) TENACITY ADVISORY GROUP, INC POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 2700 Vernon Drive, Green Bay WI 54304, United States DESCRIPTION: Share Best Practices 5) FINANCIAL CLARITY BY DESIGN, INC. POSITION: agent NATURE: Fixed insurance and fixed annuity sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2006 ADDRESS: 702 East Willow Drive, Spencer WI 54479, United States DESCRIPTION: Sales of fixed life insurance and fixed annuities when appropriate for the client. 6) FINANCIAL CLARITY BY DESIGN, INC. POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2021 ADDRESS: 702 East Willow Drive, Spencer WI 54479, United States DESCRIPTION: Wisconsin Notary Public - Notarize documents for clients when needed. Have never charged a fee. 7) TMS FINANCIAL, INC. POSITION: order taker NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2012 ADDRESS: 2700 Vernon Drive, Green Bay WI 54304, United States DESCRIPTION: Collection of client paperwork and forward to tax preparer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-10
• S63 Uniform Securities Agent State Law Examination
  1993-07-26