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David Dwight Zellner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Navarre Beach, FL

Pensacola, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-04-05
TX RA APPROVED_RES 2009-09-10
CT RA APPROVED 1993-09-10
  • FL RA
    APPROVED
    Since 2016-04-05
  • TX RA
    APPROVED_RES
    Since 2009-09-10
  • CT RA
    APPROVED
    Since 1993-09-10

Branch Locations

Navarre Beach, FL • United States

815 S Palafox St, Pensacola, FL 32502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 06/1993 Present
Bank Of America,N.A. Madison CT 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-26
S63 Uniform Securities Agent State Law Examination 1993-08-18
  • S65 Uniform Investment Adviser Law Examination
    1993-08-26
  • S63 Uniform Securities Agent State Law Examination
    1993-08-18
Other Names
  • David D Zellner

View on SEC IAPD

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