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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-05
  • CA RA
    APPROVED
    Since 2024-11-05

Branch Locations

750 Battery St. Suite 700, San Francisco, CA 94111 • United States

Corte Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc New York NY 10/2012 02/2022
Allspring Funds Distributor, Llc San Francisco CA 10/2024 Present
Allspring Global Investments, Llc San Francisco NY 10/2024 Present
Allspring Funds Management, Llc San Francisco CA 10/2024 Present
Unemployed Corte Madera CA 02/2022 10/2024
  • 10/2012 → 02/2022
    Blackrock Investments, Llc
    New York, NY
  • 10/2024 → Present
    Allspring Funds Distributor, Llc
    San Francisco, CA
  • 10/2024 → Present
    Allspring Global Investments, Llc
    San Francisco, NY
  • 10/2024 → Present
    San Francisco, CA
  • 02/2022 → 10/2024
    Unemployed
    Corte Madera, CA
Other Businesses

Rental property - Family vacation home, 198 W. Spain St., Sonoma, CA 95476, Investment-Related, Co-owner with spouse, Start date: 12/16/2019, Hours per month: average of 1/2 hour with average of 15 minutes during trading hours. , Duties include making infrequent decisions on how much to charge for rent and evaluating prospective renters. Management company, Woodfield Properties - rentals@woodfield properties.com, handles the majority of the rental activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-03
S65 Uniform Investment Adviser Law Examination 2024-07-10
  • S63 Uniform Securities Agent State Law Examination
    2025-01-03
  • S65 Uniform Investment Adviser Law Examination
    2024-07-10

View on SEC IAPD

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