Jerry Lawrence Goldblum

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-19

NY RA
APPROVED

Since 2022-10-19

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp	Melville	NY	11/2015	10/2022
Equitable Advisors Llc	New York	NY	10/2022	Present

11/2015 → 10/2022

Aegis Capital Corp

Melville, NY
10/2022 → Present

Equitable Advisors Llc

New York, NY

Previous Registrations

2022-09-19 → 2022-10-19

Aegis Capital Corp.

Melville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-08-28
S63	Uniform Securities Agent State Law Examination	1993-07-22

S65 Uniform Investment Adviser Law Examination

2022-08-28
S63 Uniform Securities Agent State Law Examination

1993-07-22

View on SEC IAPD